1. Broker-dealers use video game chat room to relay insider information. Don't let your reps be that guy. Pick-up your compliance game with Quest CE's Insider Trading courses. Find more courses at questce.com/course-library.

    # vimeo.com/150790908 Uploaded 187 Plays 0 Comments
  2. Stockbroker gets fined after taking 'selfies' with client data. Don't let your reps be that guy. Be smarter than the smartphone with training on Customer Data Protection. Find more courses at questce.com/course-library.

    # vimeo.com/146776021 Uploaded 375 Plays 0 Comments
  3. Minnesota man takes millions from clients to support gambling habit. Don't let your reps be that guy. Stack the odds in your firm's favor with AML training. Find more courses at questce.com/course-library.

    # vimeo.com/146775473 Uploaded 182 Plays 0 Comments
  4. Broker fakes his own death at sea to avoid FINRA Investigation. Don't let your reps be that guy. Protect your firm with ethics training. Find more courses at questce.com/course-library.

    # vimeo.com/141593356 Uploaded 332 Plays 0 Comments
  5. Disgruntled employee hacks into FINRA's Web CRD to falsely terminate boss. Avoid wrongful U4/U5 filings with Quest CE's licensing and registration system, Bridge. To learn more, visit questce.com/bridge.

    # vimeo.com/141593418 Uploaded 398 Plays 0 Comments

Don't Be That Guy

Quest CE PRO

Browse This Channel

Shout Box

Heads up: the shoutbox will be retiring soon. It’s tired of working, and can’t wait to relax. You can still send a message to the channel owner, though!

Channels are a simple, beautiful way to showcase and watch videos. Browse more Channels.