Financial Advisor Transitions

What if you went out to lunch today and couldn’t return to your business? What would happen to your clients? Your business? Your equity?

You have substantial equity in your business. Having a contingency plan for death, disability, loss of license is one of the most important steps a business can take for ensuring your clients are taken care of in your absence and ensuring your family receives the value from your business. This session will provide advisors answers to some of the most common issues:

• Strategies for Solo Practitioners, Teams and Partners
• What happens to your clients and value if you don't have a plan?
• Compliance considerations
• Using a formal business structure (when and why)
• Industry best practices for building a compliant plan
• How to practically value and fund your plan

Whether you have a plan in place or you are considering how to create one, this session will provide every advisor with valuable insights about how and why to have a disaster plan for the continuity of your business and steps to create the perfect plan to protect your business and clients.

# vimeo.com/130918043 Uploaded 72 Plays 0 Comments

Financial Advisor Transitions

Succession Resource Group PRO

Information and videos on advisor transitions, from death and disability planning to acquisition strategies for growing your business. Provided by Succession Resource Group, the financial services industry's leading provider of acquisition and succession…


+ More

Information and videos on advisor transitions, from death and disability planning to acquisition strategies for growing your business. Provided by Succession Resource Group, the financial services industry's leading provider of acquisition and succession support.

Browse This Channel

Shout Box

Heads up: the shoutbox will be retiring soon. It’s tired of working, and can’t wait to relax. You can still send a message to the channel owner, though!

Channels are a simple, beautiful way to showcase and watch videos. Browse more Channels.